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UBS Group AG (ubs)

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James Dean Forbes James Dean Forbes is on the board of ORBIS International, Inc. and Vice Chairman of UBS Group AG. In the past Mr. Forbes was President at KECALP, Inc., Director at Credit Suisse First Boston LLC, Global Head-Healthcare Investment Banking at Merrill Lynch & Co., Inc., Head of Global Principal Investments at BAML Capital Partners and Head of Healthcare Investment Banking at Merrill Lynch Ventures LLC.
David H. Sidwell Mr. David H. Sidwell is a Senior Independent Director at UBS Group AG, an Independent Director at Chubb Ltd., a Chairman at VillageCare of New York, Inc. and a Member at Institute of Chartered Accountants in England & Wales. He is on the Board of Directors at UBS Group AG, Chubb Ltd., UBS AG, GAVI Alliance, National Council on Aging, Inc., Oakman Inns & Restaurants Ltd. and The Momentum Project, Inc. Mr. Sidwell was previously employed as an Independent Director by ACE Limited, an Independent Director by Federal National Mortgage Association, a Trustee by International Accounting Standards Board, a Chief Financial Officer & Executive Vice President by Morgan Stanley, a Chief Financial Officer-Investment Bank by JPMorgan Chase & Co., a Principal by Pricewaterhouse LLP, and a Principal by PricewaterhouseCoopers LLP (United Kingdom). He also served on the board at MSCI, Inc. and Fannie Mae Foundation. He received his undergraduate degree from the University of Cambridge.
Robert W. Scully Mr. Robert W. Scully is an Independent Director at UBS Group AG, an Independent Director at Chubb Ltd., an Independent Director at Zoetis, Inc., an Independent Director at KKR & Co., Inc. and an Independent Director at KKR Management LLC. He is on the Board of Directors at UBS Group AG, UBS AG, Chubb Ltd., Zoetis, Inc., KKR & Co., Inc., KKR Management LLC, Ally Credit Canada Ltd. and Teach For All, Inc. Mr. Scully was previously employed as a Member-Governors Board by Financial Industry Regulatory Authority, Inc., an Independent Director by ACE Limited, an Independent Director by Bank of America Corp., a Member-Chairman Office by Morgan Stanley, a Managing Director by Scully Brothers & Foss, a MD, MD-Investment Banking & Capital Markets by Salomon Brothers, and a Managing Director by Lehman Brothers, Inc. He also served on the board at MSCI, Inc., GMAC Financial Services and GMAC Financial Services. He received his undergraduate degree from Princeton University and an MBA from Harvard University.
Markus U. Diethelm Markus U. Diethelm occupies the position of Group General Counsel at UBS Group AG and Member-Foundation Council at UBS International Center of Economics In Society and General Counsel of UBS AG (both are subsidiaries of UBS Group AG). Dr. Diethelm is also on the board of Musée International de la Croix-Rouge et du Croissant-Rouge and Fonds De Dotation Luma Arles and Member of Zurich Bar Association, Member of New York State Bar Association and Member-Foundation Council at UBS International Center of Economics In Society. Markus U. Diethelm previously occupied the position of Chief Legal Officer at Swiss Re AG. He received a graduate degree from the University of Zurich and a doctorate and a graduate degree from Stanford Law School.
Axel P. Lehmann Axel P. Lehmann is a Swiss businessperson who has been at the head of 7 different companies and presently is Member of Cro Forum, President-Personal & Corporate Banking at UBS Group AG, President at UBS Switzerland AG (a subsidiary of UBS Group AG) and Chairman at The Farmers Group, Inc. Dr. Lehmann is also on the board of Swiss Finance Institute, Economiesuisse and UBS Business Solutions AG and Chairman of Institut Für Versicherungswirtschaft, Group Chief Risk Officer at Zurich Financial Services Ltd., Member of IMD Scholarship Foundation, Member of Swiss-American Chamber of Commerce and Chairman-Global Agenda Council at Forum Mondial de L'Economie. Axel P. Lehmann previously occupied the position of Chairman-Europe Middle East Africa Region at Zurich Insurance Group AG Chairman at Zurich Insurance Plc, Chief Executive Officer for Zurich North America Commercial and Chief Executive Officer of Zurich American Insurance Co. (which are all subsidiaries of Zurich Insurance Group AG), Head-Corporate Planning & Controlling at Swiss Life Holding AG and Chief Operating Officer of UBS AG. He received a doctorate and an MBA from the University of St. Gallen.
Piero Novelli Piero Novelli is President-Investment Bank at UBS Group AG. Mr. Novelli received a graduate degree from MIT Sloan School of Management and a graduate degree from Sapienza University of Rome.
Julie G. Richardson Julie G. Richardson is on the board of The Hartford Financial Services Group, Inc. and 8 other companies. In her past career Ms. Richardson occupied the position of Vice Chairman-Investment Banking at JPMorgan Chase & Co. and Vice Chairman at JPMorgan Chase Bank, NA (Investment Management) (a subsidiary of JPMorgan Chase & Co.), Partner & Head-New York Office at Providence Equity Partners LLC and Managing Director & Partner at Providence Equity Partners VI LLC (a subsidiary of Providence Equity Partners LLC) and MD-Media & Communications Investment Banking at Merrill Lynch & Co., Inc. Julie G. Richardson received an undergraduate degree from the University of Wisconsin-Madison.
Cornelis P. A. J. Leenaars Cornelis P. A. J. Leenaars holds the position of Treasurer & Director at The Confederation of Netherlands Industry Employers. He is also on the board of Capital One Financial Corp., Concertgebouw Amsterdam and Stichting VU Medisch Centrum Fonds and Member of Stichting Donateurs Koninklijk Concertgebouworkest and Vice Chairman-Global Wealth Management at UBS Group AG. Cornelis P. A. J. Leenaars previously held the position of CEO-Direct & International Retail Banking at ING Groep NV Chairman for ING Latin America, Chairman for ING Groep NV, Chief Executive Officer of ING Direct NV and CEO-International Retail Banking at ING Bank NV (which are all subsidiaries of ING Groep NV) and Treasurer for Trilateral Commission European Group. Cornelis P. A. J. Leenaars received a graduate degree from European University Institute and a graduate degree from Radboud University Nijmegen.
Kai Yuan Wong Kai Yuan Wong is Chairman for DBS Bank (Taiwan) Ltd. Ms. Wong is also Member of Securities Industry Council of Singapore, Head-Institutional Banking Group at DBS Bank Ltd. and Member-Financial Research Council at Monetary Authority of Singapore and on the board of 9 other companies. In the past Ms. Wong was Head-Institutional Banking Group at DBS Group Holdings Ltd. Ms. Wong received an MBA from The University of Chicago and an undergraduate degree from National University of Singapore.
Beatrice Weder di Mauro Beatrice Weder di Mauro is President at The Centre for Economic Policy Research, Research Professor-Emerging Markets Institute at INSEAD Asia Campus, Professor at Institut de hautes études internationales et du développement and Member-Global Agenda Council at Forum Mondial de L'Economie and on the board of 5 other companies. In the past she occupied the position of Economist for International Monetary Fund, Member of German Council of Economic Experts, Economist for The World Bank Group, Associate Professor at the University of Basel and Chairman-International Macroeconomics at The Johannes Gutenberg University of Mainz. Beatrice Weder di Mauro received a doctorate from the University of Basel.
Markus Ronner Markus Ronner occupies the position of Group Chief Compliance & Governance Officer at UBS Group AG and Group Chief Compliance & Governance Officer at UBS AG (a subsidiary of UBS Group AG).
Dieter Wemmer Dieter Wemmer is Member of European Insurance & Occupational Pensions Authority, Member of Berlin Center of Corporate Governance and Member of CFO Forum and on the board of 6 other companies. In the past Dr. Wemmer was Chief Financial Officer of Allianz SE and Chief Financial Officer, Chairman-Europe & Africa at Zurich Insurance Group AG and Head-Life Insurance at Zurich Re (Cologne) AG (a subsidiary of Zurich Insurance Group AG). Dr. Wemmer received a graduate degree from Universität zu Köln.
Axel A. Weber Dr. Axel A. Weber is a Chairman at The German Institute for Economic Research, at UBS Group AG, at UBS AG, a Chairman-Supervisory Board at UBS AG, a Chairman at The Institute of International Finance, Inc., a Member at European Banking Group, at European Financial Services Round Table, at Société Universitaire Européenne De Recherches Financières, at The Group of Thirty, at The Trilateral Commission, at Verein Für Socialpolitik and a Member-Foundation Board at International Institute for Management Development. He is on the Board of Directors at Financial Services Professional Board, International Monetary Conference, Swiss Bankers Association, Swiss Finance Council and Stiftung Avenir Suisse. Dr. Weber was previously employed as a Chief Executive Officer by Deutsche Bundesbank, a Chief Executive Officer & Member-Governing Council by European Central Bank, a Member by German Council of Economic Experts, a Professor by Universität zu Köln, a Professor by Johann Wolfgang Goethe-Universität Frankfurt am Main, by University of Bonn, and a Governor by International Monetary Fund. He also served on the board at The Bank for International Settlements. He received his graduate degree from Universität Konstanz and a doctorate degree from the University of Siegen.
Huw van Steenis Huw van Steenis is on the board of English National Opera and Group Managing Director at UBS Group AG. In the past he held the position of Head-Strategy at Schroders Plc and Research Analyst at Morgan Stanley & Co. International Plc. He received an undergraduate degree from the University of Oxford and an undergraduate degree from INSEAD.
Reto Francioni Reto Francioni is a Swiss businessperson who has been at the head of 12 different companies. Presently, Dr. Francioni occupies the position of Chairman for Swiss International Air Lines AG. He is also Professor at the University of Basel and on the board of 6 other companies. Reto Francioni previously held the position of Chairman-Supervisory Board at Clearstream Holding AG, Co-Chief Executive Officer at Consors AG, Chief Executive Officer at Deutsche Börse AG Chairman-Supervisory Board for Deutsche Börse Systems AG, Chief Executive Officer of Deutsche Börse Dienstleistungs AG, Chairman-Supervisory Board at Eurex Frankfurt AG, Chairman at Clearstream International SA, Chairman-Supervisory Board at Eurex Zürich AG and Managing Director at Frankfurt Stock Exchange (which are all subsidiaries of Deutsche Börse AG), Managing Director at DTB-Deutsche Biogas AG, Deputy Director at Association Tripartite Bourses and Chairman-Supervisory Board & President at SWX Group. Reto Francioni received a doctorate and a graduate degree from the University of Zurich.
William C. Dudley William C. Dudley is on the board of UBS AG and UBS Group AG and Member of The Group of Thirty and Member of Council on Foreign Relations, Inc. In his past career he was Chairman of The Economic Club of New York, President & Chief Executive Officer for Federal Reserve Bank of New York and Managing Director at Goldman Sachs & Co. LLC. He received a doctorate from the University of California, Berkeley and an undergraduate degree from New College of Florida.
Edmund Koh Edmund Koh is a businessperson who has been the head of 5 different companies and presently is Chief Executive Officer for Alverdine Ibank Co., Ltd. Mr. Koh is also on the board of Medico Republic (S) Pte Ltd., Next50 Ltd. and Medico Suites (S) Pte Ltd. and President-UBS Asia Pacific at UBS Group AG, Member of Wealth Management Institute Pte Ltd. and President-UBS Asia Pacific at UBS AG. Edmund Koh previously was Head of Asia Pacific at UBS Wealth Management (Hong Kong), Chief Executive Officer for Prudential Assurance Company Singapore (Pte) Ltd., President & Director at Ta Chong Bank Ltd., Vice President of Citibank Singapore Ltd., Managing Director & Regional Head-Consumer Banking at DBS Bank Ltd. and Director-Consumer Banking & Head-Marketing at HSBC Bank (Singapore) Ltd. He received an undergraduate degree from the University of Toronto.
Vinay S. Pande Mr. Vinay S. Pande is Partner at Brevan Howard US Investment Management LP. He was previously employed as a Strategist by Deutsche Bank Securities, Inc. Mr. Pande received a Master of Business Administration in Finance from University of Pennsylvania - The Wharton School.
Sergio P. Ermotti Mr. Sergio P. Ermotti is a Group Chief Executive Officer & Director at UBS Switzerland AG, a Group Chief Executive Officer at UBS Group AG, at UBS Luxembourg Financial Group Asset Management SA, a Chief Executive Officer at UBS AG, a Chairman at Fondazione Ermotti, at UBS Optimus Foundation, a Member at Institut International d'Etudes Bancaires, a Member-International Business Council at Forum Mondial de L'Economie and a Member-Leadership Council at Saïd Business School. He is on the Board of Directors at Fondazione Lugano Per Il Polo Culturale, Global Apprenticeships Network, The Financial Services Forum and UBS Switzerland AG. He has been Group Chief Executive Officer of UBS Group AG since November 2014, having held the same position at UBS AG since November 2011 and on an interim basis between September and November 2011. Mr. Ermotti became a member of the GEB in April 2011 and was Chairman and CEO of UBS Group Europe, Middle East and Africa from April to November 2011. From 2007 to 2010, he was Group Deputy Chief Executive Officer at UniCredit, Milan, and was responsible for the strategic business areas of Corporate and Investment Banking, and Private Banking. He joined UniCredit in 2005 as Head of Markets & Investment Banking Division. His career began at Merrill Lynch in 1987, where he held various positions within equity derivatives and capital markets until 2003. In his last two years there, he served as co-Head of Global Equity Markets and as a member of the Executive Management Committee for Global Markets & Investment Banking. Mr. Ermotti is a Swiss-certified banking expert and is a graduate of the Advanced Management Programme at Oxford University.
Zu Liu Hu Dr. Zu Liu Hu is Independent Non-Executive Director at Hang Seng Bank Ltd., Independent Non-Executive Director at SCMP Group Ltd., a Professor at Tsinghua University, Chairman at Primavera Capital Ltd., Co-Chairman at Nature Conservatory's China Board, and Partner & Founder at Primavera Capital Management Ltd. He is on the Board of Directors at Hang Seng Bank Ltd., SCMP Group Ltd., Yale-China Association, National Center For Economic Research, China Medical Board, and Shanghai Pudong Development Bank Co. Ltd. Dr. Hu was previously employed as General Manager by Goldman Sachs. He received his graduate degree from Harvard University, a graduate degree from Tsinghua University, and a doctorate degree from Harvard University.
Ulrich Körner Ulrich Körner is a German businessperson who has been at the head of 7 different companies. He holds the position of Chairman at Widder Hotel AG. He is also on the board of UBS Europe SE (Spain), UBS Optimus Foundation and UBS Bank OOO and Vice President at Lyceum Alpinum Zuoz, Member-Financial Service Chapter Board at Swiss-American Chamber of Commerce and President-Asset Management at UBS Group AG. In the past he occupied the position of Member-Executive Board at Credit Suisse Group AG and Chief Executive Officer at Credit Suisse (Schweiz) AG (a subsidiary of Credit Suisse Group AG), President-Global Asset Management at UBS AG (Investment Management), Auditor for Pricewaterhousecoopers Holding GmbH and President-Asset Management at UBS AG. Ulrich Körner received a doctorate from the University of St. Gallen.
Robert Brooks Karofsky Robert Brooks Karofsky is on the board of UBS Americas, Inc. and Co-President-Investment Bank at UBS Group AG. In his past career Mr. Karofsky occupied the position of President-Investment Bank at UBS AG. Mr. Karofsky received an undergraduate degree from Hobart & William Smith Colleges and an MBA from The University of Chicago Booth School of Business.
Suni Pedersen Harford Suni Pedersen Harford is President-Asset Management at UBS Group AG. In her past career Ms. Harford occupied the position of Regional Head of Markets at Citigroup Global Markets, Inc. (Broker).
Lukas Gähwiler Lukas Gähwiler is a Swiss businessperson who has been at the head of 5 different companies is Member-Foundation Board at UBS Foundation of Economics in Society, Member-Foundation Council at UBS International Center of Economics In Society and President-Switzerland at UBS Group AG and on the board of 8 other companies. He previously held the position of President Switzerland at UBS AG (Private Banking), Co-Chief Executive Officer for Schweizerischer Bankverein, President Switzerland at UBS AG (Wealth Management Research), President Switzerland at UBS AG (Investment Management) and President-Switzerland at UBS AG. He received an undergraduate degree from St. Gallen University of Applied Sciences.
Jeremy Anderson Jeremy Anderson is on the board of Prudential Plc and 5 other companies. In his past career Mr. Anderson was Chief Executive Officer for KPMG Consulting UK Ltd, Head-Financial Services, Clients & Markets at KPMG Europe LLP and Chairman-Global Financial Services at KPMG LLP (United Kingdom). Mr. Anderson received an undergraduate degree from University College London.
Christian Bluhm Christian Bluhm is on the board of UBS Switzerland AG and Group Chief Risk Officer at UBS Group AG, Chairman-Foundation Board at International Financial Risk Institute and Chief Risk Officer for UBS AG. In his past career Dr. Bluhm held the position of Chief Risk Officer & Member-Executive Board at FMS Wertmanagement. He received an undergraduate degree and a doctorate from Friedrich-Alexander University of Erlangen-Nuremberg.
Thomas Naratil Presently, Thomas Naratil is President-Wealth Management Americas at UBS Group AG and Chairman & President of UBS Americas, Inc., Chief Executive Officer & Director at UBS Americas Holding LLC and Co-President-Global Wealth Management at UBS AG (which are all subsidiaries of UBS Group AG). Mr. Naratil is also on the board of American Swiss Foundation and UBS Switzerland AG and Member-Consultors Board at Villanova University. In the past Thomas Naratil held the position of President-Executive Board at UBS Business Solutions AG and Director-Investment Products Group at Paine Webber, Inc. (New York). Mr. Naratil received an MBA from New York University and an undergraduate degree from Yale University.
Caroline Patricia Stewart Currently, Caroline Patricia Stewart holds the position of Global Head-Investor Relations at UBS Group AG and Chief Financial Officer for UBS AG (London Branch) (a subsidiary of UBS Group AG).
Isabelle Romy Isabelle Romy is Partner at Froriep Renggli, Professor at the University of Fribourg, Vice Chairman-Sanction Commission at SIX Swiss Exchange AG and Professor at École Polytechnique Fédérale de Lausanne and on the board of 5 other companies. In her past career Dr. Romy was Partner at Niederer Kraft Frey Ltd. and Visiting Scholar at Berkeley Law University of California. Dr. Romy received a doctorate from the University of Lausanne.
Sabine Keller-Busse Sabine Keller-Busse holds the position of Group Chief Operating Officer of UBS Group AG and Group COO, President-UBS Europe & Middle East at UBS AG and President-Executive Board & Director at UBS Business Solutions AG (both are subsidiaries of UBS Group AG). She is also on the board of UBS Pension Fund, SIX Group AG and UniversitätsSpital Zürich and President-Executive Board & Director at UBS Business Solutions AG. In the past Dr. Keller-Busse held the position of Chief Operating Officer of UBS Switzerland AG, Partner at Mckinsey & Co., Inc. (Switzerland) and Managing Director-Private Clients at Credit Suisse AG. She received a doctorate and a graduate degree from the University of St. Gallen.
Iqbal Khan Iqbal Khan is on the board of Credit Suisse Foundation and President-Global Wealth Management at UBS Group AG, Regional Director at Room To Read Switzerland and Co-President Global Wealth Management at UBS AG. In the past he occupied the position of Chief Executive Officer of International Wealth Management, Inc., CEO-International Wealth Management at Credit Suisse Group AG and CEO International Wealth Management at Credit Suisse AG (Private Banking) (a subsidiary of Credit Suisse Group AG) and Managing Partner-Assurance & Advisory Services at Ernst & Young AG. He received a graduate degree from the University of Zurich.
Kirt Gardner Presently, Kirt Gardner occupies the position of Group Chief Financial Officer at UBS Group AG and Group Chief Financial Officer at UBS AG (a subsidiary of UBS Group AG). Mr. Gardner is also on the board of UBS Business Solutions AG. In the past he occupied the position of Head-Global Strategy & Cost Management at Consumer Bank, Global Head-Financial Services Strategy at Bearingpoint Switzerland AG and Managing Director at The Barents Group. Mr. Gardner received an undergraduate degree from Williams College, a graduate degree from the University of Pennsylvania and an MBA from The Wharton School of the University of Pennsylvania.
Markus Baumann Currently, Markus Baumann is Group Secretary at UBS Group AG and Secretary of UBS AG (a subsidiary of UBS Group AG). He previously occupied the position of Chief Operating Officer-EMEA at UBS Asset Management AG. Mr. Baumann received an MBA from INSEAD.