| Arthur Howard Penn |
Arthur Howard Penn is the founder of three companies. He founded PennantPark Floating Rate Capital Ltd. in 2010, Apollo Investment Management LP in 2004, and PennantPark Investment Advisers LLC in 2007. At PennantPark Floating Rate Capital Ltd., he is currently the Chairman & Chief Executive Officer. Mr. Penn's current jobs include Chief Executive Officer at MCG Capital Corp. since 2015, Chairman & Chief Executive Officer at PennantPark Investment Corp. since 2007, and Managing Member at Pennantpark Investment Administration LLC. Mr. Penn's former jobs include Chief Executive Officer & Chief Financial Officer at PennantPark Investment Funding I LLC, Head of High-Yield Capital Markets at Lehman Brothers, Inc. from 1992 to 1994, Global Head of Leveraged Finance at UBS Group AG from 1999 to 2001, Global Head-Fixed Income Capital markets at BT Securities Corp., President & Chief Operating Officer at MidCap Financial Investment Corp from 2003 to 2006, and Managing Partner at Apollo Value Investment Fund LP in 2006. Mr. Penn received his undergraduate degree from the University of Pennsylvania in 1985 and his MBA degree from The Wharton School of the University of Pennsylvania in 1986. |
| Richard T. Allorto |
Richard T. Allorto is currently the Chief Financial Officer & Treasurer at PennantPark Investment Corp. and PennantPark Floating Rate Capital Ltd. He also holds the position of Chief Financial Officer at PennantPark Investment Advisers LLC. Previously, he served as the Chief Financial Officer at Medley LLC and SIC Advisors LLC. In his former roles, he was the Managing Director at GSC Group (New Jersey) and the Chief Financial Officer at GSC Investment Corp. He also held the position of Chief Financial Officer & Secretary at PhenixFIN Corp. and MCC Advisors LLC. Additionally, he served as the CFO, Secretary, Treasurer & CAO at Sierra Income Corp. from 2014 to 2016 and as the Chief Financial Officer, Secretary & Treasurer from 2018 to 2022. Mr. Allorto's education includes an undergraduate degree from Seton Hall University. |
| Frank Galea |
Frank Galea currently works at PennantPark Investment Corp., as Chief Compliance Officer and PennantPark Floating Rate Capital Ltd., as Chief Compliance Officer from 2023. |
| Adam K. Bernstein |
Adam K. Bernstein is currently the President & Chief Executive Officer at The Bernstein Cos., President & Chief Executive Officer at Consortium Atlantic Realty Trust, Inc., Independent Director at PennantPark Investment Corp., Independent Director at PennantPark Floating Rate Capital Ltd., President at JAM Investments LLC, Trustee at Trustees of the University of Pennsylvania, and President at 301 Metro LLC. He obtained his undergraduate degree from The Wharton School of the University of Pennsylvania in 1985. |
| Marshall Brozost |
Marshall Brozost is an Independent Director at PennantPark Investment Corp. since 2007. He is also an Independent Director at PennantPark Floating Rate Capital Ltd. since 2010. Additionally, he is a Partner at Orrick, Herrington & Sutcliffe LLP since 2016. Previously, he worked as a Vice President at Nomura Asset Capital Corp from 1997 to 2000. He was also a Partner at Schulte Roth & Zabel LLP from 2012 to 2016, and a Partner at Dewey & LeBoeuf LLP from 2007 to 2012. |
| Jeffrey Flug |
Jeffrey Flug is currently the Chairman at T.Y.P Restaurant Group, Inc. He is also an Independent Director at PennantPark Investment Corp., a Director at SSE Holdings LLC, an Independent Director at PennantPark Floating Rate Capital Ltd., the Lead Independent Director at Shake Shack, Inc., and a Director at Shake Shack Enterprises LLC. In the past, Mr. Flug served as the Chief Executive Officer & Executive Director at Millennium Promise, an Independent Director at Sears Hometown Stores, Inc., the Managing Director & Head-Fixed Income Division at Goldman Sachs & Co. LLC, the President & Director at USHG LLC, and a Director at The Mountain School of Milton Academy. He also held positions at JPMorgan Chase & Co. and PricewaterhouseCoopers LLP. Additionally, he was the MD & Head-North American Institutional Sales at JPMorgan Investment Bank. Mr. Flug received his undergraduate degree from the University of Massachusetts in 1984 and his MBA from Columbia Business School in 1988. |
| Samuel L. Katz |
Samuel L. Katz is the founder and the Managing Partner of TZP Group LLC, which was founded in 2007. He is currently the Chief Executive Officer & Director of TZP Strategies Corp. and TZP Strategies Acquisition Corp. He is also an Independent Director at PennantPark Investment Corp. and PennantPark Floating Rate Capital Ltd. Additionally, he serves as a Director at BQ Resorts LLC, Lift Brands, Inc., Family Entertainment Group LLC, Saatva, Inc., HomeRiver Group Holdings LLC, Pyramid Management Holdings LLC, Bigname Holdings LLC, Hylan Holdings LLC, Triangle Home Fashions Holdings LLC, Dwellworks Investors LLC, and Home Brands Group Holdings, Inc. Mr. Katz's former positions include Chairman & CEO-Financial Services at Avis Budget Group, Inc., Chief Executive Officer at MacAndrews & Forbes Holdings, Inc., Chairman & Chief Executive Officer at Cendant Travel Distributions Services, Inc., Chief Executive Officer at Cendant Internet Group, Inc., Chief Executive Officer at MacAndrews & Forbes Acquisition Holdings, Inc., Chairman & Chief Executive Officer at Travelport Ltd., Co-Chairman at Cendant Corp., Co-Chairman at Cxloyalty Group, Inc., Chairman at avVenta Worldwide LLC, Co-Chairman at Saber Capital, Inc., Director & Vice President at Neighborly, Inc., Director at DLT Solutions LLC, Vice President at Dickstein Partners, Inc., Principal at Affinion Group LLC, Financial Analyst at Drexel Burnham Lambert, Inc., and Vice President & Associate at The Blackstone Group, Inc. (Illinois). Mr. Katz obtained his undergraduate degree from Columbia College (California) in 1986. |
