| Jonathan H. Cohen |
Mr. Cohen is the Chief Executive Officer of Oxford Square Capital Corp. and is also the Chief Executive Officer of Oxford Lane Capital Corp. Previously, Mr. Cohen managed technology research groups at Wit SoundView, Merrill Lynch & Co., UBS Securities and Salomon Smith Barney. Mr. Cohen has more than 15 years of experience in technology-related equity research and was named to the Institutional Investor “All-American†research team in 1996, 1997 and 1998. Mr. Cohen received a Bachelor of Arts degree in Economics from Connecticut College and an M.B.A. from Columbia University. |
| Mark Jeffrey Ashenfelter |
Mark Jeffrey Ashenfelter is currently the Chairman at Oxford Lane Capital Corp. and a Member at New York State Bar Association. He was previously the Senior Vice President & General Counsel at Haebler Capital. Before that, he worked as an Associate at Cadwalader, Wickersham & Taft LLP and Cravath, Swaine & Moore LLP. Ashenfelter received his undergraduate degree from Harvard University and his graduate degrees from New York Law School and New York University School of Law. |
| Gerald R. Cummins |
Mr. Cummins has served as Chief Compliance Officer pursuant to an agreement between Oxford Funds and ACA Group (“ACAâ€) and, prior to their merger, Foreside Consulting Service, LLC (“Foresideâ€), compliance consulting firms. Mr. Cummins currently serves as the Chief Compliance Officer of Oxford Funds, LLC, Oxford Park Income Fund, Inc., Oxford Park Management, LLC, Oxford Square Capital Corp., Oxford Square Management, LLC, Oxford Lane Capital Corp., Oxford Lane Management, LLC, and Oxford Gate Management, LLC. Mr. Cummins has been a director of ACA/Foreside since June 2014 and in that capacity, he also serves as the Chief Compliance Officer to three unaffiliated business development companies. Prior to joining ACA/Foreside, Mr. Cummins was a consultant for Barclays Capital Inc. from 2012 to 2013, where he participated in numerous compliance projects on pricing and valuation, compliance assessments, and compliance policy and procedure development. Prior to his consulting work at Barclays, Mr. Cummins was from 2010 to 2011 the COO and the CCO for BroadArch Capital and from 2009 to 2011 the CFO and CCO to its predecessor New Castle Funds, a long-short equity asset manager. Prior to that, Mr. Cummins spent 25 years at Bear Stearns Asset Management, where he was a Managing Director and held senior compliance, controllers, and operations risk positions. Mr. Cummins graduated with a B.A. in Mathematics from Fordham University. |
| Sergio Giudici |
Sergio Giudici is currently the Head of Information Technology at Oxford Square Capital Corp., Oxford Lane Capital Corp., and Oxford Square Management LLC. He has an undergraduate degree from Full Sail LLC. |
| Saul B. Rosenthal |
Mr. Rosenthal is the President of Oxford Square Capital Corp. and is also the President of Oxford Lane Capital Corp. Previously, Mr. Rosenthal was an attorney at the law firm of Shearman & Sterling LLP. Mr. Rosenthal is a board member of Oxford Lane Capital Corp. and the National Museum of Mathematics. He received a Bachelor of Science degree magna cum laude from the Wharton School of the University of Pennsylvania, a J.D. from Columbia University Law School, where he was a Harlan Fiske Stone Scholar, and a LL.M. (Taxation) from New York University School of Law. |
| John Stuart Reardon |
John Stuart Reardon is currently the President, Chief Executive Officer & Director at Schurz Communications, Inc. He is also the Vice Chairman at America's Communications Association. In addition, he serves as an Independent Director at Oxford Lane Capital Corp. and as a Director-Business Strategy at American Infrastructure Partners LLC. He is a Member of the New York State Bar Association and The District of Columbia Bar. Furthermore, he is the General Manager at Maritime Communications Land Mobile LLC and the Principal at Reardon Consulting LLP. Formerly, Mr. Reardon was the Chief Executive Officer & Director at Mobex Communications, Inc. from 2001 to 2005. He also served as the President & Chief Executive Officer at Mobex Network Services LLC. Additionally, he was an Independent Director at Spindle, Inc. from 2013 to 2014 and a Managing Director at Choctaw Telecommunications LLC. He was also the President of the Alumni Association at Columbia Law School. Mr. Reardon's education includes an undergraduate degree from Boston University and a graduate degree from Columbia Law School. |
| David Sungwoo Shin |
David Sungwoo Shin is currently an Independent Director at Oxford Lane Capital Corp. and Head-Infinity Transportation Business Development at Global Atlantic Financial Group LLC. He previously worked as a Managing Director at Bentley Associates LP from 2010 to 2011, a Member-Mergers & Acquisitions Group at Merrill Lynch & Co., Inc. from 1996 to 2002, a Principal at Citigroup Global Markets, Inc. (Broker) in 2004-2005, a Principal at KPMG Peat Marwick LLP from 1990 to 1992, and a Member-Healthcare Group at Dean Witter Reynolds, Inc. in 1995-1996. He also worked as a Principal at Perella Weinberg Partners LP. Mr. Shin holds a graduate degree from Columbia Law School and an undergraduate degree from The Wharton School of the University of Pennsylvania. |
