| Thomas Jay Herzfeld |
Mr. Thomas J. Herzfeld is a Chairman & Portfolio Manager at The Herzfeld Caribbean Basin Fund, Inc., a Founder & Chairman at Thomas J. Herzfeld Advisors, Inc. and a Chairman & President at Thomas J. Herzfeld & Co., Inc.
Mr. Herzfeld began his career in the securities industry in the 1960's and formed a New York Stock Exchange member firm in 1970, where he was the youngest Managing Partner of a NYSE member firm at the time.
He received his undergraduate degree from Philadelphia University and a doctorate degree from Philadelphia University. |
| Thomas K. Morgan |
Thomas K. Morgan is currently the Chief Compliance Officer at The Herzfeld Caribbean Basin Fund, Inc. and the Managing Partner at TMorgan Advisers LLC. He previously worked as the Executive Vice President at Enliven Marketing Technologies Corp. Morgan graduated from Boston College Law School with a graduate degree and from Harvard College with an undergraduate degree. |
| Alice H. Tham |
Alice H. Tham is currently the Secretary & Head-Operations at The Herzfeld Caribbean Basin Fund, Inc. She obtained an undergraduate degree from Florida International University. |
| Erik Mervin Herzfeld |
Mr. Erik M. Herzfeld is a President & Portfolio Manager at The Herzfeld Caribbean Basin Fund, Inc. and Thomas J. Herzfeld Advisors, Inc.
Prior to joining the firm, Mr. Herzfeld had a decade of experience in Wall Street within the equity and foreign exchange/currency derivatives markets in New York and Asia. He served in quantitative research, trading and management roles with both Lehman Brothers and J.P. Morgan.
He received his undergraduate degree from The Johns Hopkins University, an undergraduate degree from MIT Sloan School of Management, MBA from Massachusetts Institute of Technology and holds FINRA Series 66. |
| Ann Spector Lieff |
Ann Spector Lieff is the founder of The Lieff Co., which was founded in 1998. She holds the title of President at The Lieff Co. since 2011. Currently, Ms. Lieff is the Lead Independent Director at The Herzfeld Caribbean Basin Fund, Inc. since 1998. In her former positions, she was the President & Chief Executive Officer at Specs Music, Inc. from 1980 to 1998. She also served as a Director at Claire's Stores, Inc. from 2002 to 2011, Director at Mayor's Jewelers, Inc. from 2002 to 2005, Independent Director at FBI Wind Down, Inc. from 2010 to 2013, Independent Director at Hastings Entertainment, Inc. from 2001 to 2014, and Director at Birks Group, Inc. from 2005 to 2011. |
| Cecilia L. Gondor |
Cecilia L. Gondor is an Independent Director and Managing Member at The Herzfeld Caribbean Basin Fund, Inc. and L&M Management LLC respectively. She previously worked as Secretary, Treasurer & Chief Compliance Officer at The Herzfeld Caribbean Basin Fund, Inc. from 1993 to 2014. She also held the position of Executive Vice President at Thomas J. Herzfeld & Co., Inc. and Chief Investment Officer & EVP at Thomas J. Herzfeld Advisors, Inc. from 2011 to 2012. Gondor received her undergraduate degree from the University of Miami in 1983. |
| Kay W. Tatum |
Kay W. Tatum currently works at The Herzfeld Caribbean Basin Fund, Inc., as Independent Director from 2007 and the University of Miami School of Business, as Associate Professor from 1986. |
| John A. Gelety |
John A. Gelety has held positions as an Independent Director at The Herzfeld Caribbean Basin Fund, Inc. since 2011 and as a Partner & Attorney at Greenspoon Marder LLP since 2016. |
