| Albert Grinsfelder Lowenthal |
Albert Grinsfelder Lowenthal currently works at Oppenheimer Holdings, Inc., as Chairman & Chief Executive Officer from 1985, Oppenheimer & Co., Inc., as Chairman & Chief Executive Officer from 1985, Oppenheimer Asset Management, Inc., as Chairman & Chief Executive Officer from 1999, Viner Finance, Inc., as Chairman & Chief Executive Officer, Oppenheimer & Co., Inc. (Broker), as Chairman & Chief Executive Officer, and E.A. Viner International Co., as Chief Executive Officer. |
| Joan D. Khoury |
Joan D. Khoury is currently the Chief Marketing Officer & Senior Managing Director at Oppenheimer Holdings, Inc. and the Chief Marketing Officer & Managing Director at Oppenheimer & Co., Inc. She is also a Member of both the Women's Forum, Inc. and the Women’s Forum of New York. In her former positions, Ms. Khoury served as the Chief Marketing Officer & Managing Director at LPL Financial Holdings, Inc. and LPL Financial LLC. She was also the Marketing Director at United Way of Central Georgia, Inc. from 1986 to 1988. Additionally, she held the position of Senior Vice President at Merrill Lynch & Co., Inc. in 2012. From 1989 to 1998, she worked as the Vice President & Marketing Manager at Bank of America Corp. She was the Senior Vice President & Global Head-Marketing at Wachovia Corp. from 2008 to 2009. Furthermore, she served as the MD & Group Head-Global Marketing Division at The Bank of New York Mellon (New York) from 1999 to 2006. She also held the position of Head-Marketing at Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt). Ms. Khoury obtained her undergraduate degree from Wesleyan College in 1986. |
| Thomas Riordan |
Thomas Riordan currently works at Oppenheimer Holdings, Inc., as Chief Information Officer & Senior MD from 2008. |
| Douglas Siegel |
Douglas Siegel is currently the Chief Compliance Officer & Managing Director at Oppenheimer Holdings, Inc. Prior to this, he worked as the Managing Director & Chief Compliance Officer at UBS Financial Services, Inc. from 1998 to 2015. He obtained his undergraduate degree from Syracuse University in 1985. |
| Leon Molokie |
Leon Molokie currently works at Oppenheimer Holdings, Inc., as Chief Operations Officer & Executive VP from 1987 and Oppenheimer & Co., Inc., as Chief Operations Officer & Executive VP. |
| Brad M. Watkins |
Brad M. Watkins is currently the Chief Financial Officer & Executive Vice President at Oppenheimer Holdings, Inc. and Oppenheimer & Co., Inc. He is also a Member of The American Institute of Certified Public Accountants. Watkins received his undergraduate degree from The Leonard N Stern School of Business in 2003. |
| Robert Steven Lowenthal |
Robert Steven Lowenthal is currently the President & Director at Oppenheimer Holdings, Inc. He is also the President, Director & Head-Investment Banking at Oppenheimer & Co., Inc. Additionally, he holds the position of President at Oppenheimer & Co., Inc. (Wealth Management). Previously, he served as a Director at Mercury Solar Systems, Inc. In terms of education, he completed his undergraduate degree at Washington University in St. Louis and obtained an MBA from The Trustees of Columbia University in The City of New York. |
| Evan Behrens |
Evan Behrens is the founder of Infinity Point LLC. He currently holds the position of Chairman of the Board at White Mountain Paper Co. and Independent Director at Oppenheimer Holdings, Inc. He is also a Director at Hornbeck Offshore Services, Inc. and Oppenheimer & Co., Inc. Additionally, he serves as the Managing Partner at Behrens Investment Group Management LLC and as a board member at Hornbeck Offshore Services LLC. In his former positions, Mr. Behrens served as Chairman at Trailer Bridge, Inc. from 2012 to 2017. He was also the Lead Independent Director at Harte-Hanks, Inc. from 2019 to 2021. He held director roles at Stemline Therapeutics, Inc., Seacor Marine Holdings, Inc., Global Marine Systems Ltd., Continental Insurance Group Ltd., Sidewinder Drilling LLC, Penford Corp., Level Global Investors LP, Alto ICP LLC, S.A.C. Capital Advisors LLC, B Capital Advisors LP, and SEACOR Holdings, Inc.Mr. Behrens obtained his undergraduate degree from The University of Chicago. |
| Suzanne Spaulding |
Suzanne Spaulding is currently the Director at Girl Security. She is also an Independent Director at Oppenheimer Holdings, Inc. Suzanne is the Director at Defending Digital Campaigns, Inc. Additionally, she holds the position of Director at Texas Reliability Entity, Inc., Hidden Level, Inc., and American Megatrends International LLC. Suzanne's education includes undergraduate and graduate degrees from the University of Virginia. |
| R. Lawrence Roth |
R. Lawrence Roth is currently the Chairman at Haven Tower Group LLC. He also holds positions as an Independent Director at Oppenheimer Holdings, Inc., a Director at Oppenheimer & Co., Inc., a Director at the Investment Program Association, a Director at SS 567 University LLC, and the Lead Independent Director at Kingswood Acquisition Corp. Additionally, he is the Managing Partner at RLR Strategic Partners LLC. In his former roles, Mr. Roth served as the Chief Executive Officer at ING Advisors, Inc., the President & Chief Executive Officer at Osaic Wealth, Inc., the Chief Executive Officer at Realty Capital Securities LLC, the Chief Executive Officer at Cetera Financial Group, Inc., and the Chief Executive Officer at Osaic, Inc. He also worked as a Managing Director at Berkshire Capital Securities LLC and held positions at Aretec Group, Inc., Berkshire Global Advisors, Binah Capital Group, Inc., and Deloitte & Touche LLP. Mr. Roth completed his undergraduate degree at Michigan State University in 1980 and obtained a graduate degree from the University of Detroit Mercy School of Law. |
| Paul Mason Friedman |
Paul Mason Friedman is currently the Lead Independent Director at Oppenheimer Holdings, Inc., the Director at Oppenheimer & Co., Inc., the Independent Director at Tiptree, Inc., the Independent Director at Great Ajax Corp., the Director at EnTitle Direct Group, Inc., the Director at IGMR Research Ltd., and the Trustee at Cancer Care, Inc. Previously, he worked as the Managing Director at Mariner Investment Group LLC, the Senior Managing Director at Guggenheim Securities LLC, and the Chief Operating Officer-Fixed Income Division at Bear, Stearns & Co., Inc. He obtained his undergraduate degree from Colgate University and his graduate degree from The Leonard N Stern School of Business. |
| Stacy J. Kanter |
Stacy J. Kanter is currently an Independent Director at Oppenheimer Holdings, Inc. and Applied Therapeutics, Inc. They are also Of Counsel at Skadden, Arps, Slate, Meagher & Flom LLP. In the past, Ms. Kanter worked as a Director at New York Law Institute. They have an undergraduate degree from the State University of New York at Albany and a graduate degree from Brooklyn Law School. Additionally, Ms. Kanter is a Founding Member of Brooklyn Law School and serves as President & Trustee at Congregation Rodeph Sholom. |
| Timothy Martin Dwyer |
Timothy Martin Dwyer was the founder of EnTitle Direct Group, Inc. founded in 2007, where he held the title of Director from 2007 to 2017. Currently, he is the President & Chief Executive Officer at BDT Holdings, Inc. He is also an Independent Director at Oppenheimer Holdings, Inc. since 2016 and a Director at Oppenheimer & Co., Inc. since 2016. Mr. Dwyer's former positions include Director at Republic Cos. Group, Inc., Managing Director at Donaldson, Lufkin & Jenrette Securities Corp. from 1993 to 2001, Managing Director at Greenhill & Co., Inc. from 2002 to 2005, Treasurer & Trustee at Cancer Care, Inc., and Vice President at Salomon Brothers, Inc. from 1987 to 1993. Mr. Dwyer's education history includes an MBA from The University of Chicago and an undergraduate degree from the University of Illinois. |
| Teresa A. Glasser |
Teresa A. Glasser is an Independent Director and Director at Oppenheimer Holdings, Inc. and Oppenheimer & Co., Inc. respectively, and a Principal at Financial Risk Group, Inc. She was previously a Managing Director at JPMorgan Chase & Co., Chief Risk Officer at Bunge Ltd., and an Assistant Professor at Bentley University and Rutgers State University of New Jersey. Glasser holds an undergraduate degree from Fairleigh Dickinson University and graduate and doctorate degrees from Fordham University. |
