| Sara Dadyar |
Sara Dadyar is currently the Chief Human Capital Officer & Managing Director at LPL Financial Holdings, Inc. She previously worked as an Executive-Human Resources Gas Power Business at GE Aerospace and as the Chief People Officer at Proterra, Inc. Ms. Dadyar holds a graduate degree from Manhattanville College and an undergraduate degree from the University of Connecticut. |
| Judy Ricketts |
Judy Ricketts has worked as an Executive Vice President-Operations at LPL Financial Holdings, Inc. since 2020. |
| Greg Gates |
Greg Gates is currently working as the MD, Chief Technology & Information Officer at LPL Financial Holdings, Inc. He started this position in 2021. Mr. Gates completed his undergraduate degree at Vanderbilt University. |
| Matthew J. Audette |
Matthew J. Audette is currently the Director at The Network for Teaching Entrepreneurship and the MD, Chief Financial & Accounting Officer at LPL Financial Holdings, Inc. He previously worked as the Chief Financial Officer & Executive Vice President at E*TRADE Financial Corp. from 2011 to 2015. He also held positions as Principal at KPMG LLP and Chief Financial Officer at E*TRADE Bank. Mr. Audette completed his undergraduate degree at Virginia Polytechnic Institute & State University in 1997. |
| Marc A. Zabicki |
Marc A. Zabicki is currently the CIO, Senior Vice President & Director of Research at LPL Financial LLC since 2022. He is also the Chief Investment Officer at LPL Financial Holdings, Inc. Previously, Mr. Zabicki worked as a Senior Market Strategist at Ameriprise Financial Services LLC from 2009 to 2015. He also served as a Senior Research Analyst at H&R Block Financial Advisors. Prior to that, he was a Senior Research Analyst at Ameriprise Advisor Services, Inc. from 2008 to 2009. Mr. Zabicki obtained his undergraduate degree from Florida State University in 1989. |
| James S. Putnam |
James S. Putnam is currently the Non-Executive Chairman at LPL Financial Holdings, Inc. since 2017. He is also a Director at LPL Holdings, Inc. Additionally, he previously served as the Chief Executive Officer at Global Portfolio Advisors Ltd. from 2004 to 2014. Prior to that, he was the Vice Chairman at LPL Financial LLC from 1983 to 2008. He also held a position as Principal at Dean Witter Reynolds, Inc. Mr. Putnam obtained his undergraduate degree from Western Illinois University. |
| Dan Hogan Arnold |
Mr. Dan H. Arnold is a President & Chief Executive Officer at LPL Financial LLC, He has served as our chief executive officer since January 2017. He has served as our president since March 2015, with responsibility for our primary client-facing functions and long-term strategy for growth. He served as our chief financial officer from June 2012 to March 2015 and was responsible for formulating financial policy, leading our capital management efforts, and ensuring the effectiveness of the organization’s financial functions. Prior to 2012, he was managing director, head of strategy, with responsibility for long-term strategic planning for the firm, product and platform development, and strategic investments, including acquisitions. He has also served as divisional president of our Institution Services.
Mr. Arnold joined our Company in January 2007 following our acquisition of UVEST Financial Services Group, Inc. Previously, he worked at UVEST for 13 years, serving most recently as president and chief operating officer. From April 2015 to July 2018, he served on the board of directors of the Securities Industry and Financial Markets Association.
Mr. Arnold earned a B.S. in electrical engineering from Auburn University and holds an M.B.A. in finance from Georgia State University. |
| William Francis Glavin |
William Francis Glavin is an Independent Non-Executive Director at Invesco Ltd., a Director at Investment Company Institute, and an Independent Director at LPL Financial Holdings, Inc. He is also a Director at Oppenheimer Acquisition Corp. and LPL Holdings, Inc. Glavin's former positions include President & Chief Executive Officer at Barings LLC, Chairman & Chief Executive Officer at MML Investors Services LLC, President & Chief Executive Officer at Oppenheimer Currency Opportunities Fund, Chairman & Chief Executive Officer at OFI Global Asset Management, Inc., President & Chief Executive Officer at Meadville Forging Co., Chairman at OppenheimerFunds, Inc., Vice Chairman at MM Asset Management Holding LLC, Director at The Caldor Corp. and Reebok International Ltd., Principal at The Boston Company Asset Management LLC, Executive Vice President at BNY Mellon Investment Adviser, Inc., Co-Chief Operating Officer & EVP at Massachusetts Mutual Life Insurance Co. and MassMutual Corporate Investors, Inc., President & Trustee at Oppenheimer International Growth Fund, President & Chief Operating Officer at Threadneedle Asset Management Holdings Ltd., Principal Executive Officer at Oppenheimer International Equity Fund, Principal at Deutsche AM Service Co., and President at Babson College. Glavin earned an undergraduate degree from the College of the Holy Cross (Massachusetts). |
| Corey Eugene Thomas |
Corey Eugene Thomas is the founder of The New Commonwealth Racial Equity & Social Justice Fund, Inc. He currently holds multiple positions, including Chairman & Chief Executive Officer at Rapid7, Inc. since 2019, Chairman & Chief Executive Officer at Rapid7 LLC since 2008, Chairman at Federal Reserve Bank of Boston since 2023, Chairman at IntSights Cyber Intelligence, Inc., Independent Director at LPL Financial Holdings, Inc. since 2019, Director at Blue Cross & Blue Shield of Massachusetts, Inc. since 2018, Director at LPL Holdings, Inc., Director at Mass Technology Leadership Council, Inc. since 2016, Director at National Association of Corporate Directors (New England), Director at Cyber Threat Alliance since 2018, Director at Massachusetts Cyber Corp., Independent Director at Catalyst Partners Acquisition Corp. since 2021, Trustee at Vanderbilt University, President at Komand, Inc., Founding Pillar at Pillar Co Management LLC since 2018, and Advisor at Venture Guides Management LP. He has held former positions as Chairman & Chief Executive Officer at Divvy Cloud Corp., Director at The Home for Little Wanderers, Inc., Director at Datawire, Inc., Director at Rapid7 International Ltd. from 2013 to 2017, Group Manager-Project at Microsoft Corp., Vice President-Consumer & Business Marketing at Parallels, Inc. from 2007 to 2008, and Consultant at Deloitte Consulting LLP. Mr. Thomas's education includes an undergraduate degree from Vanderbilt University in 1998 and an MBA from Harvard Business School in 2002. |
| Albert Ko |
Albert Ko is currently the Chief Executive Officer & Director at Auctane, Inc., the Chief Executive Officer at Auctane, Inc. (Texas), an Independent Director at LPL Financial Holdings, Inc., and a Director at Elation Health, Inc. He previously served as the Chief Executive Officer at Early Warning Services LLC and the Chief Transformation Officer & Senior VP at Intuit, Inc. He received his undergraduate degree from Yale University and his graduate degree from Harvard Law School. |
| Edward Cage Bernard |
Edward Cage Bernard is currently the Chairman & Chief Executive Officer at T. Rowe Price GNMA Fund, Inc. He is also the Chief Executive Officer at T. Rowe Price International Funds, Inc., T. Rowe Price International Index Fund, Inc., T. Rowe Price Real Assets Fund, Inc., T. Rowe Price Credit Opportunities Fund, Inc., T. Rowe Price International Funds, Inc. Eurostar, T. Rowe Price Trust Co., T. Rowe Price Total Return Fund, Inc., and LPL Financial Holdings, Inc. Additionally, he serves as the Vice Chairman-Governors Board at Investment Company Institute. Mr. Bernard has held former positions as the Chief Executive Officer at T. Rowe Price Retirement Funds, Inc., Vice Chairman & Vice President at T. Rowe Price Group, Inc., Vice Chairman at T. Rowe Price International Ltd., Chairman & Vice President at T. Rowe Price Investment Services, Inc., and Non-Executive Director at UTI Asset Management Co. Ltd. He has a background in business administration, having obtained an undergraduate degree from Brown University and MBA degrees from New York University and The Leonard N Stern School of Business. |
| Anne M. Mulcahy |
Anne M. Mulcahy is currently serving as the Chairman of Graham Holdings Co., Chairman of The Business Roundtable's Corporate Governance Task Force, Chairman of Save The Children Federation Inc., and Independent Director at Johnson & Johnson, LPL Financial Holdings, Inc., Catalyst, Inc., The John F. Kennedy Center for the Performing Arts, LPL Holdings, Inc., and WP Co. LLC. Previously, Ms. Mulcahy held the position of Chairman at Xerox Corp. from 2009 to 2010. She also served as a Director at Federal National Mortgage Association in 2004, Citigroup, Inc. in 2010, and Target Corp. from 1997 to 2017. Additionally, she was a Director at FUJIFILM Business Innovation Corp. and Washington Post Co. Ms. Mulcahy obtained her undergraduate degree from Marymount College. |
| Allison H. Mnookin |
Allison H. Mnookin is currently an Independent Director at LPL Financial Holdings, Inc. and a Director at Bill.com LLC and Bill Holdings, Inc. She previously served as an Independent Non-Executive Director at Fleetmatics Group Ltd. and as a Director at QuickBase, Inc. and Quartz Holding Co. Prior to that, she was Vice President & General Manager at Intuit, Inc. Mnookin holds an MBA from Harvard Business School and an undergraduate degree from Harvard College. |
| H. Paulett Eberhart |
H. Paulett Eberhart is currently the Chairman & Chief Executive Officer at HMS Ventures LLC, an Independent Director at Valero Energy Corp., CMTSU Liquidation, Inc., Fluor Corp., LPL Financial Holdings, Inc., and KORE Group Holdings, Inc. She is also a Director at LPL Holdings, Inc., KORE Wireless Group, Inc., Jonah Energy LLC, and Vine Energy, Inc. She was also an Independent Director at Advanced Micro Devices, Inc., Anadarko Petroleum Corp., and Cameron International Corp. Eberhart has a degree from Bowling Green State University. |
