| Bradford Sydenham Stone |
Mr. Bradford S. Stone is a Chief Financial Officer, Treasurer & VP at Flaherty & Crumrine Dynamic Preferred & Income Fund, Inc., a Chief Financial Officer, Treasurer & VP at Flaherty & Crumrine Total Return Fund, Inc., a Chief Financial Officer, Treasurer & VP at Flaherty & Crumrine Preferred & Income Fund, Inc., a Chief Financial Officer, Treasurer & VP at Flaherty & Crumrine Preferred & Income Opportunity Fund, Inc., a Chief Financial Officer, Treasurer & VP at Flaherty & Crumrine Preferred & Income Securities Fund, Inc. and a Portfolio Manager, Executive Vice President & Chief Financial Officer at Flaherty & Crumrine, Inc. He joined Flaherty & Crumrine in 2003 after a 20-year career on Wall Street.
From 2001 until joining Flaherty & Crumrine, he was Director of U.S. Market Strategy at Barclays Capital in New York, where he advised clients on market strategies across U.S. treasuries, agencies, and interest rate derivative products. Prior to Barclays, he spent 14 years at Goldman Sachs, where he most recently held the position of Director — Interest Rate Product Strategy, Americas. He was a regular member of Institutional Investor’s All-America Fixed Income Research Team, earning the top ranking in Derivatives Strategy in 2001. He began his career at Salomon Brothers as an options trader and derivative salesperson.
Mr. Stone earned his M.B.A. from Wharton Graduate School of Business and his A.B. in Economics from Dartmouth College. |
| Robert Eric Chadwick |
Mr. Robert E. Chadwick, CFA MBA, is a Chairman, President, CEO & Portfolio Manager at Flaherty & Crumrine Dynamic Preferred & Income Fund, Inc., a Chairman, President, CEO & Portfolio Manager at Flaherty & Crumrine Total Return Fund, Inc., a Chairman, President, Chief Executive Officer at Flaherty & Crumrine Preferred & Income Fund, Inc., a Chairman, President, CEO & Portfolio Manager at Flaherty & Crumrine Preferred & Income Securities Fund, Inc., a Chairman, President, CEO & Portfolio Manager at Flaherty & Crumrine Preferred & Income Opportunity Fund, Inc. and a Portfolio Manager & President at Flaherty & Crumrine, Inc.
Prior to joining Flaherty & Crumrine in 1999, he worked at Koch Industries Inc. where he was responsible for managing sizable portfolios of both preferred securities and corporate bonds. He was also responsible for developing analytical tools used in the management of the portfolios, and providing fundamental research on a broad range of credits.
Mr. Chadwick earned his M.B.A. from the UCLA Anderson School of Management and his B.S. in Economics from the University of Kansas. |
| Chad Chistopher Conwell |
Mr. Chad C. Conwell is a Secretary, Chief Compliance Officer & VP at Flaherty & Crumrine Dynamic Preferred & Income Fund, Inc., a Secretary, Chief Compliance Officer & VP at Flaherty & Crumrine Preferred & Income Fund, Inc., a Secretary, Chief Compliance Officer & VP at Flaherty & Crumrine Preferred & Income Opportunity Fund, Inc., a Secretary, Chief Compliance Officer & VP at Flaherty & Crumrine Total Return Fund, Inc., an Executive Vice President, Chief Legal Officer & Chief Compliance Officer at Flaherty & Crumrine, Inc. and a Secretary, Chief Compliance Officer & VP at Flaherty & Crumrine Preferred & Income Securities Fund, Inc.
Previously, Mr. Conwell practiced at Paul, Hastings, Janofsky & Walker LLP, a global law firm, for more than six years in the areas of corporate finance and investment management regulation.
Mr. Conwell earned his B.A. from the University of California at Berkeley and his J.D. from the Georgetown University Law Center. |
| Karen H. Hogan |
Karen H. Hogan is an Independent Director at Flaherty & Crumrine Preferred & Income Fund, Inc., Flaherty & Crumrine Preferred & Income Opportunity Fund, Inc., Flaherty & Crumrine Preferred & Income Securities Fund, Inc., and Flaherty & Crumrine Total Return Fund, Inc. She is also a Director at IKAR. Additionally, she serves as an Independent Director at Flaherty & Crumrine Dynamic Preferred & Income Fund, Inc. In the past, she worked as a Director at New World Coffee, Inc. and held positions at Lehman Brothers Holdings, Inc. and Lehman Brothers, Inc. |
| David Gale |
David Gale is currently the President & Chief Executive Officer at Delta Dividend Group, Inc. He is also an Independent Director at Flaherty & Crumrine Preferred & Income Fund, Inc., Flaherty & Crumrine Preferred & Income Opportunity Fund, Inc., Flaherty & Crumrine Preferred & Income Securities Fund, Inc., Flaherty & Crumrine Total Return Fund, Inc., and Flaherty & Crumrine Dynamic Preferred & Income Fund, Inc. In the past, Mr. Gale served as an Independent Director at Emmis Corp. He was also a Managing Director at Lehman Brothers Holdings, Inc. from 1990 to 1992. Additionally, he worked as a Director at MIG LLC and Metromedia International, Inc. from 2005 to 2008. Prior to that, he was a Principal at Morgan Stanley from 1983 to 1990. |
