| Donald James Umpleby |
Mr. Donald J. Umpleby, III, is an Independent Director at Chevron Corp., a Chairman & Chief Executive Officer at Caterpillar, Inc., a Member at Latin America Conservation Council, a Member at Rose-Hulman Institute of Technology, Inc., a Member at The Business Council, a Member at The Business Roundtable, a Member at US India CEO Forum and a Member at US-China Business Council. He is on the Board of Directors at Chevron Corp., Interstate Natural Gas Association of America, Peter G. Peterson Institute for International Economics, The National Petroleum Council, U.S.-India Business Council and United Way of San Diego. Mr. Umpleby was previously employed as a President by Solar Turbines, Inc. He also served on the board at San Diego Regional Economic Development Corp., US India Strategic Partnership Forum and World Resources Institute. He received his undergraduate degree from Rose-Hulman Institute of Technology, Inc.. |
| Otto Breitschwerdt |
Otto Breitschwerdt is currently the Director at the American Chamber Of Commerce For Brazil São Paulo, the Association of Equipment Manufacturers, and the United Way of The Greater Triangle. He is also the Chief Technology Officer & Senior Vice President at Caterpillar, Inc. since 1990. Previously, he worked as the Director at the Association of Equipment Distributors Foundation. Mr. Breitschwerdt completed his undergraduate degree at the University of Sao Paulo. |
| Jamie L. Engstrom |
Jamie L. Engstrom is currently the Director at Nashville Humane Association and the Director at Gartner Research Group. Previously, Jamie held the position of Chief Information Officer & Senior Vice President at Caterpillar, Inc. Jamie also has experience as the Director at Junior Achievement of Middle Tennessee, Inc. and as the Secretary & Director at Easter Seals Central Illinois. Jamie's education includes an MBA from Bradley University and an undergraduate degree from Illinois State University. |
| Ogi Redzic |
Ogi Redzic is currently an Independent Director at Assurant, Inc., a Chief Digital Officer & Senior Vice President at Caterpillar, Inc., and a Senior Vice President-Connected Driving at HERE Europe BV. Previously, he held the position of Senior Vice President at Renault-Nissan BV from 2016 to 2018. Mr. Redzic has a graduate degree from the Illinois Institute of Technology, an undergraduate degree from Northeastern Illinois University, and an MBA from the Kellogg School of Management. |
| Joseph E. Creed |
Joseph E. Creed is currently the Chairman at Easter Seals Central Illinois, the Executive Director at Black Horse LLC, and the Executive Director at Caterpillar Foundation. He also has a current position as the Chief Operating Officer at Caterpillar, Inc., which he started in 1997. Mr. Creed completed his undergraduate degree at Western Illinois University in 1997. |
| George A. Moubayed |
George A. Moubayed is currently the Chief Sustainability & Strategy Officer at Caterpillar, Inc. He started this position in 2024. Prior to his current role, he attended McGill University where he completed his undergraduate degree. |
| Derek R. Owens |
Derek R. Owens is currently the Chief Legal Officer & General Counsel at Caterpillar, Inc. He started this position in 2019. In terms of education, Mr. Owens has a graduate degree from The Santa Clara University School of Law and an undergraduate degree from the University of Wisconsin Oshkosh. |
| Courtney W. Dean |
Courtney W. Dean currently works at Caterpillar, Inc., as Chief Compliance Officer from 2022. |
| William E. Schaupp |
William E. Schaupp is currently working as the Chief Accounting Officer & Vice President at Caterpillar, Inc. Prior to his current position, he worked at PPG Industries, Inc. as the Chief Accounting Officer, VP & Controller from 2008 to 2021. Mr. Schaupp completed his undergraduate degree at Robert Morris University. |
| Andrew Robert John Bonfield |
Andrew Robert John Bonfield is currently the Chairman of The Hundred Group of Finance Directors and a Director at Caterpillar Financial Services Corp. He is also a Senior Independent Non-Executive Director at Reckitt Benckiser Group Plc, a Director at National Grid Holdings Ltd., and the Chief Financial Officer at Caterpillar, Inc. since 2018. In the past, Mr. Bonfield held positions as a Director at ImClone LLC from 2007 to 2008, Finance Director at BG Group Ltd. in 2001, and Executive Director & Finance Director at National Grid Plc from 2010 to 2018. He was also an Independent Non-Executive Director at Kingfisher plc from 2010 to 2018. Additionally, he served as the Chief Financial Officer & Executive Vice President at Bristol Myers Squibb Co. from 2002 to 2007 and as the Chief Financial Officer at Smithkline Beecham Plc from 1989 to 2000. He was the Chief Financial Officer at Cadbury Ltd. in 2009. Mr. Bonfield obtained his undergraduate degree from the University of Natal. |
| Matthew R. Jones |
Matthew R. Jones has a current job as the Chief Audit Officer at Caterpillar, Inc. |
| Tana Leigh Utley |
Ms. Tana L. Utley is an Independent Director at Woodward, Inc., an Independent Director at SPX Technologies, Inc., a Vice President-Large Power Systems Division at Caterpillar, Inc., a Member at SAE International (Michigan), a Member at The Society of Women Engineers and a Member at USA Triathlon. She is on the Board of Directors at Woodward, Inc., SPX Technologies, Inc., Heart of Illinois United Way, Peoria NEXT, YWCA Peoria and Bradley University. Ms. Utley was previously employed as a President by Perkins Engines Co. Ltd., an Independent Director by SPX Corp., and a Member by Illinois Valley Striders. She also served on the board at Energy Technologies Institute LLP and Susan G. Komen for the Cure. She received her undergraduate degree from Bradley University and a graduate degree from Massachusetts Institute of Technology. |
| Cheryl H. Johnson |
Cheryl H. Johnson is currently an Independent Director at Flowserve Corp., a Director at HR Policy Association, a Director at Caterpillar Foundation, and a Member of Executive Leadership Council, Inc. She previously held positions as the Chief Human Resources Officer at Caterpillar, Inc. from 2017 to present, the Director of Talent & Organizational Development at Bell Textron, Inc. from 2009 to 2012, the Executive Vice President of Human Resources at Textron, Inc. from 1996 to 2017, the Senior Partner of Human Resources Business at Greenlee Tools, Inc. in 2005, and the Vice President of Human Resources at E-Z-GO from 2006 to 2009. Ms. Johnson obtained an undergraduate degree and an MBA from Northern Illinois University. |
| David L. Calhoun |
Mr. David L. Calhoun is an Independent Director at Caterpillar, Inc., a President, Chief Executive Officer & Director at The Boeing Co., a Chairman & Chief Executive Officer at Nielsen Finance LLC, a Chief Executive Officer at NetRatings LLC, a Member at The Business Roundtable and a President at The Boeing Co. (Illinois). He is on the Board of Directors at Greater Washington Partnership, Caterpillar, Inc., The Boeing Co., King (Cayman) Holdings Ltd. and Nielsen Consumer Neuroscience, Inc. Mr. Calhoun was previously employed as a Chairman by Gates Industrial Corp. Plc, a Non-Executive Chairman by Gates Global, Inc., a Senior Managing Director by The Blackstone Group, Inc., an Independent Director by Medtronic, Inc., an Executive Chairman by Nielsen Holdings Ltd., a Chairman & Chief Executive Officer by The Nielsen Co., a Chairman & Chief Executive Officer by The Nielsen Co. BV, an Executive Chairman & Chief Executive Officer by Nielsen Holdings BV, a Vice Chairman by General Electric Co., a President & Chief Executive Officer by GE Infrastructure (Shanghai) Co., Ltd., a President & Chief Executive Officer by GE Infrastructure LLC, a President & Chief Executive Officer by GE Transportation, a President & Chief Executive Officer by GE Aviation Systems North America LLC, a President & Chief Executive Officer by Employers Reinsurance Corp., a President & Chief Executive Officer by GE Lighting Solutions LLC, a President-Pacific Region by GE Plastics, and an Independent Chairman by Gates Corp. He also served on the board at The Nielsen Company (US) LLC, General Electric Capital Corp. and National Underground Railroad Freedom Center, Inc. He received his undergraduate degree from Virginia Polytechnic Institute & State University. |
| Daniel M. Dickinson |
Daniel M. Dickinson is the founder and the Executive Chairman of HCI Equity Partners LLC, which was founded in 2001. He is currently an Independent Director at Caterpillar, Inc. since 2006. He also holds director positions at The Brown Corp. of America LLC, Commercial Steel Treating Corp., Power & Composite Technologies LLC, Dickinson Financial Corp. II (Missouri), and Right To Dream USA. In the past, he served as a Director at BFI Canada Income Fund from 2005 to 2008, IESI Corp. from 2001 to 2009, and MISTRAS Group, Inc. from 2003 to 2014. He also held various director positions at Heckethorn Manufacturing Co., Inc., Morton Industries LLC, Quadel Consulting Corp., BFI Canada Ltd., Progressive Waste Solutions Ltd., Waste Connections of Florida, Inc., First Boston Corp., and Merrill Lynch & Co., Inc. Mr. Dickinson completed his undergraduate degree at Duke University in 1983 and received graduate and MBA degrees from The University of Chicago. |
| Susan C. Schwab |
Susan C. Schwab is currently the Vice Chairman-Trustees Board at The Conference Board, Inc., the Chairman at National Foreign Trade Council, an Independent Director at Caterpillar, Inc., an Independent Director at FedEx Corp., an Independent Director at Marriott International, Inc., a Director at Business Council for International Understanding, a Professor-Emeritus at the University of Maryland, a Member of Aspen Strategy Group, a Professor at Maryland School of Public Policy, and a Member-Governors Board at Lee Kuan Yew School of Public Policy. Formerly, Dr. Schwab served as the President & Chief Executive Officer at The University of Maryland Foundation, Inc., an Independent Director at The Boeing Co., the Director of Business Development at Motorola, Inc., a Director at Adams Diversified Equity Fund, Inc., a Director at Adams Natural Resources Fund, Inc., a Director at Calpine Corp., the Vice Chancellor of University System of Maryland, the Trade Representative at the Office of The United States Trade Representative, and the Dean of Maryland School of Public Policy. Dr. Schwab's education includes a graduate degree from Stanford University, a doctorate degree from George Washington University, and an undergraduate degree from Williams College. |
| Debra L. Reed-Klages |
Ms. Debra L. Reed-Klages is an Independent Director at Lockheed Martin Corp., an Independent Director at Chevron Corp., an Independent Director at Caterpillar, Inc., a Member at The Business Council, a Member at The Business Roundtable, a Member at The National Petroleum Council, a Member at The Trusteeship, a Member-Competitiveness Council at San Diego Regional Economic Development Corp. and a Member-Councilors Board at USC Viterbi School of Engineering. She is on the Board of Directors at Lockheed Martin Corp., Chevron Corp., Caterpillar, Inc., California Horse Racing Board, Rady Children's Hospital Foundation-San Diego, State Farm Insurance Cos. and Rady Children's Hospital & Health Center of San Diego. Ms. Reed-Klages was previously employed as an Executive Chairman by Sempra Energy, an Independent Director by Avery Dennison Corp., an Independent Director by Halliburton Co., a President & Chief Executive Officer by Southern California Gas Co., a Chairman, President & Chief Executive Officer by Pacific Enterprises, Inc., and a President & Chief Executive Officer by San Diego Gas & Electric Co. She also served on the board at Oncor Electric Delivery Co. LLC, Genentech, Inc., American Gas Association, Dominguez Services Corp., State Farm Mutual Automobile Insurance Co. and The International Women's Forum. She received her undergraduate degree from the University of Southern California. |
| Gerald Johnson |
Mr. Gerald Johnson is an Independent Director at Caterpillar, Inc. and a Vice President-Operational Excellence at General Motors North America. He is on the Board of Directors at Caterpillar, Inc. and Kettering University. Mr. Johnson was previously employed as an Executive VP-Global Manufacturing & Sustainability by General Motors Co. He also served on the board at The United Negro College Fund, Inc. He received his undergraduate degree from Kettering University and a graduate degree from Massachusetts Institute of Technology. |
| James C. Fish |
James C. Fish is currently the President, Chief Executive Officer & Director at Waste Management, Inc. since 2016. He is also an Independent Director at Caterpillar, Inc. starting in 2023. In the past, Mr. Fish worked as the Director-Yield Management at America West Airlines, Inc. from 1986 to 1995. He was a Principal at KPMG Peat Marwick LLP. He served as the Senior Vice President at Eastern Group in 2011 and 2012. From 1995 to 1999, he held the position of Vice President-Revenue Management at Trans World Airlines, Inc. (Old). He was also the Vice President-Finance at Westex, Inc. from 1999 to 2001. Mr. Fish completed his undergraduate degree at Arizona State University. He also holds an MBA from The University of Chicago. |
| Judith F. Marks |
Ms. Judith F. Marks is an Independent Director at Caterpillar, Inc., a Chairman, President & Chief Executive Officer at Otis Worldwide Corp., a President, Chief Executive Officer & Director at Otis Elevator Co. and a Member at The Business Roundtable. She is on the Board of Directors at Caterpillar, Inc., Otis Elevator Co., AdvanceCT and Siemens Foundation. Ms. Marks was previously employed as a Chief Executive Officer by Dresser-Rand Group, Inc., a Chief Executive Officer-US Division by Siemens Corp., a Chief Executive Officer by Siemens USA Holdings, Inc., an Independent Director by Hubbell, Inc., an Executive Vice President-Global Solutions by Dresser-Rand Co., a President, Chief Executive Officer & Director by SIEMENS GOVERNMENT SERVICES INC, a Vice President-Strategy & Business Development by Lockheed Martin Corp., a President by Lockheed Martin Transportation & Security Solutions, a Systems Engineer by International Business Machines Corp., and a President-Otis by United Technologies Corp. She received her undergraduate degree from Lehigh University. |
| David W. MacLennan |
David W. MacLennan is currently the Chief Executive Officer at Cargill AgrÃcola SA. He also holds current positions as an Independent Director at Caterpillar, Inc., Ecolab, Inc., and the US-China Business Council. Additionally, he serves as a Director at the Minneapolis Saint Paul Regional Economic Development Partners and is a member of the Advisory Board at American Securities LLC. In his former roles, Mr. MacLennan served as the Chairman & Chief Executive Officer at Cargill, Inc. from 2013 to 2023. He was also the Chairman of the Minnesota Business Partnership, Inc. Furthermore, he held the position of Independent Director at C.H. Robinson Worldwide, Inc. from 2011 to 2015. He has also served as a Director at College Possible National and as a Managing Director at Value Investment Group, Inc. Additionally, he was a Principal at U.S. Bancorp Piper Jaffray Ventures and a Board Member at Wrightwood Capital LLC. He previously held the position of President & Chief Financial Officer at Cargill Energy Trading Canada, Inc.Mr. MacLennan completed his undergraduate studies at Amherst College and holds an MBA from The University of Chicago. |
| Rayford Wilkins |
Mr. Rayford Wilkins, Jr., is an Independent Director at Caterpillar, Inc., an Independent Director at Morgan Stanley and an Independent Director at Valero Energy Corp. He is on the Board of Directors at Caterpillar, Inc., Morgan Stanley, Valero Energy Corp., Tiger Woods Foundation, Inc. and Valero Energy Foundation. Mr. Wilkins was previously employed as a Chief Executive Officer-Diversified Businesses by AT&T, Inc., an Independent Director by America Movil SAB de CV, a President & Chief Executive Officer by SBC Pacific Bell, a President & Chief Executive Officer by Southwestern Bell Telephone Co., a Chairman by Cingular Wireless LLC, a President & Chief Executive Officer by Nevada Bell Telephone Co., a President-Business Communications Services by Pacific Bell Telephone Co., and a President-Marketing & Sales by SBC Communications, Inc. He also served on the board at Telmex Internacional SAB de CV, Teléfonos de México SAB de CV, H&R Block, Inc., National Urban League, Inc. and YP Holdings LLC. He received his undergraduate degree from The University of Texas at Austin. |
